Compliance Manager

Immediate need for a talented Compliance Manager. This is a 06 Months Contract opportunity with long-term potential and is located in San Francisco, Mountain View (Hybrid). Please review the job description below and contact me ASAP if you are interested.

Job ID:25-90018

Pay Range: $80 - $100/hour.  Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location).
 
Key Responsibilities:

• Exam Management – manage regulatory examinations
• Lead examinations related to money transmission licenses, including preparation and delivery of responses
• Compile requested documentation from internal stakeholders and escalate requests as necessary to meet deadlines
• Review documents prior to delivery to regulators to ensure proper formatting and content
• Organize and manage examination documentation and schedule all required meetings
• Update internal examination system and track issues
• Work cross-functionally across compliance and the business to drive change based on examination findings and recommendations
• Help drive the mindset that Compliance is a strategic advantage, enabling growth and customer delight.

Key Requirements and Technology Experience:

• Skills-[“NMLS”, “Compliance”, "Money Transmission", "Licensing" , "Exam Management.
• Bachelor’s Degree preferred with 5 years professional experience required
• 3-5 years’ experience in licensing and/or an in-house legal, risk, or compliance department required
• 3-5 years’ experience with Company-level licensing in NMLS preferred
• Experience with money transmission licensing strongly preferred
• Experience with scheduling and leading meetings required
• Experience with state and/or federal regulatory examinations and interaction with regulators
• Proven success working with cross-functional teams
• Desire to thrive in a fast-paced and multifaceted business
• Strong organizational skills and attention to detail required
• Excellent critical thinking, communication, interpersonal and writing skills are a must
• Licensing – file licensing documents such as applications, renewals, and required reporting
• Solve actions items in NMLS related to licenses
• Coordinate with internal teams to provide required documentation for license renewals and reporting
• Facilitate payment of necessary licensing fees
• Organize and maintain licensing documentation
• Interact with regulators, including asking and answering regulatory inquiries
• Manage state entity filings, including those relating to DBAs
• Manage Director/Officer changes, including scheduling fingerprinting/notary appointments, and attestations
• Monitor the relevant regulation landscape for changes relating to licenses

Our client is a leading IT Industry and we are currently interviewing to fill this and other similar contract positions. If you are interested in this position, please apply online for immediate consideration.
 
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