VP – Regulatory Reporting

Immediate need for a talented VP – Regulatory Reporting. This is a 10+months contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job description below and contact me ASAP if you are interested.

Job ID: 25-80075

Pay Range: $65 - $68/hour.  Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location).

Key Responsibilities:

• Preparation of various daily regulatory reporting of the following (but not limited to) providing daily regulatory reports to the regulators as well as internal groups that need the information immediately.
• Most of the reports are time sensitive and that is why RRC is looking to grow the staff with a team leader in order to meet these deadlines.
• Below is a list of some of the responsibilities that the role will be responsible for supervising and ensuring processing
• Daily Blue sheet Submission and Review.
• Daily Statements & Confirmation Review.
• Key Risk Indicators for the bank in order to provide senior management with insight of daily controls
• Participate in various industry working groups related to new rules and regulations.
• Writing of Supervisory Procedures.
• Processing quarterly 17A-13 counterparty confirmations and reconciliations
• Processing all incoming audit confirmations
• Maintenance and administration of Autonomy email surveillance for GMO ITO.
• Other regulatory controls
• Work on various regulatory projects and create controls necessary to implement new rules and regulations and ensure compliance within those rules.
• Preparation as Business Requirement Documents to support projects related to new and changing industry rules and regulations.
• Creation of Project test plans as required to implement new controls and process in accordance to new industry rules and regulations.
• Transactional Regulatory Reporting – ACT, TRACE, Consolidated Audit Trail
• OCEND and LOPR
• Canadian Debt Reporting
• Federal Reserve Bank Reporting
• Statistics and Metrics follow-up
• Daily control and analysis of the unmatched breaks.
• Release weekly and monthly reports to management
• Perform analysis of post month end/quarter end incidents.
• IT developments follow up
• Escalate as soon as possible the potential technical issues that could put the production at risk, impacting productivity or operational risk.
• Identify and evaluate the system development’s needs. Take part to the ROI evaluation and follow up on prioritization.
• Take part to the team’s projects (validate specification, perform tests, …)

Key Requirements and Technology Experience: 

• Key Skills; Regulatory Reporting, Controls, confirmations and reconciliations
• Bachelor’s degree in Accounting, Finance, Business or similar. 
• 3 - 5 yrs.+ of experience in a similar role
• Understanding of Broker/Dealer Compliance and Capital Markets
• Product knowledge of Equity and Fixed Income
• Excellent written and verbal skills, with confidence and composure at all levels of the business hierarchy
• Change agent with exemplary attitude: - innovative, enthusiastic, rigorous, execution oriented.
• Highly skilled multi-tasker with efficient organization skills.
• Highly ethical and control oriented.
• Highly organized and adept at managing competing deliverables.
• Strong team skills but comfortable working independently with clear directives.
• Excellent desktop skills – including Excel, Word and PowerPoint.
• Innovative and adept at assessing process improvement.
• Ability to make him/herself available and take over any task of the team
• Change agent with exemplary attitude:- innovative, enthusiastic, rigorous, execution oriented
• Respect and value each team member’s contribution
• Act with integrity, accepting responsibility for actions
• Recognize opportunities for creativity and development of processes
• Liaise with other Operation functions and other infrastructure groups to support a ‘one team approach’
• Achieve a sensible work/life balance

Our client is a leading financial Industry and we are currently interviewing to fill this and other similar contract positions. If you are interested in this position, please apply online for immediate consideration.

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