Business Consultant in Milwaukee, WI at Pyramid Consulting, Inc

Date Posted: 6/8/2020

Job Snapshot

Job Description


Immediate need for a talented Compliance Analyst with experience in the Industry.
This is a [12+] Months Contract opportunity with long-term potential and this is 100% Remote. Please review the job description below.

100% Remote Role

Description:
  • You will be responsible for diverse tasks during your day to day work; reviewing an advisor's written correspondence or personal planning analysis tool (PPA), approving a new investment account, and/or reviewing transaction flags through our monitoring system (SMART).
  • At the core of this role, you will add value by helping our business partners grow their business the right way by performing reviews and support in alignment with regulatory requirements and firm policies.
  • Must have Series 7 & 24
  • Series 9 & 10 is a plus.
  • 3-5 of compliance experience is required
                                                                                                                         
Our client is a leading Insurance Industry and we are currently interviewing to fill this and other similar contract positions. If you are interested in this position, please apply online for immediate consideration. 
 

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