Control Room Analyst in Jacksonville, FL at Pyramid Consulting, Inc

Date Posted: 6/26/2020

Job Snapshot

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Job Description

Immediate need for a talented Control Room Analyst  with experience in the Banking and Finance Industry. This is a 06+ Months contract opportunity with long-term potential and is located in Jacksonville, FL. Please review the job description below.
Job ID: 20-18220

Key Responsibilities:
  • Maintenance of the firm’s Watch and Restricted List.
  • Evaluate and approve wall crossing requests.
  • Review and clearance of Research for publication.
  • Perform cross-divisional conflict checks and identify potential issues.
  • Provide advice and guidance on legal, regulatory and compliance requirements as they relate to information barriers, conflicts of interest, offering rules, trade restrictions, and research.
  • Assist in the development, review and testing of Control Room systems
  • Conduct ad-hoc projects.
  • Monitor changes in securities regulations and implement or update applicable policies and procedures.
  • Give advice and explanations regarding the above topics
  • Some weekend work may be required.
Key Requirements and Technology Experience:
  • Bachelor’s degree required; JD also considered.
  • The successful candidate will have 1-3 years of relevant industry exposure or professional experience.
  • Knowledge/background in investment banking products and application to the core Control Room functions, including confidential information, information barrier procedures and controls and insider trading rules
  • Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, equity/credit derivatives).
  • Understanding of basic securities laws relating to research and insider trading rules.
  • Analytical, process-oriented mindset.
  • Strong attention to detail, coupled with strong problem solving skills.
  • A pro-active, results-oriented approach with strong drive and initiative
  • Well-developed relationship-building skills, networking skills and communication/influencing skills
  • Communication skills including confidence in expressing business views tactfully.
  • Ability to manage multiple, deadline-oriented tasks in a fast paced environment.
  • Microsoft Office Suite, especially ability to understand and manipulate Excel worksheets.
Our client is a leading Banking and Finance Industry and we are currently interviewing to fill this and other similar contract positions. If you are interested in this position, please apply online for immediate consideration. 



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